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Joel Scott Mullins

Investment Adviser Representative at PETTINGA FINANCIAL ADVISORS, LLC

Evansville, INCRD #4234199Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/2014
Series 66
Uniform Combined State Law Examination
Passed 8/30/2000
SIE
Securities Industry Essentials Examination
Passed 11/9/2015
Series 7
General Securities Representative Examination
Passed 8/21/2000
Series 24
General Securities Principal Examination
Passed 2/28/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.00%
Next $2,000,0000.80%
Next $2,000,0000.60%
Over $5,000,0000.40%
Source

Pettinga Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PETTINGA FINANCIAL ADVISORS, LLCCurrent
6/28/2018Evansville, IN
FDX ADVISORS, INC.
11/20/20156/28/2018Evansville, IN
FIFTH THIRD SECURITIES, INC.
10/27/201411/9/2015Evansville, IN
LPL FINANCIAL LLC
4/10/201410/24/2014Evansville, IN
BB&T INVESTMENT SERVICES, INC.
4/14/20113/12/2014Owensboro, KY
INVEST FINANCIAL CORPORATION
2/2/20064/20/2009Madisonville, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joel Scott Mullins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joel Scott Mullins - Financial Advisor in Evansville, IN | AdvisorFinder