PETTINGA FINANCIAL ADVISORS, LLC
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About the firm
Pettinga Financial is an independent financial services firm that delivers unbiased, comprehensive, fee-only financial advice to clients across the nation. Founded in 1994 by Mark Pettinga, the firm has followed the fiduciary model of investing since its inception. The firm manages over 1.279 billion dollars in assets and advises over 650 clients throughout the United States.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, and retirement plan services, including customized investment portfolios, ongoing portfolio monitoring and rebalancing, and fee-only financial advice with no commissions or third-party payments.
Who they serve
Individual clients planning for retirement, family financial needs, or personal investment goals, as well as small businesses and large institutions seeking retirement plan management.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 411 | $177M |
| High Net Worth Individuals | 257 | $896M |
| Charitable Organizations | 9 | $98M |
| State/Municipal Entities | 13 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $2,000,000 | 0.80% |
| Next $2,000,000 | 0.60% |
| Over $5,000,000 | 0.40% |
Data as of April 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PETTINGA FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.