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John Alexander Ems

Financial Professional at Avantax Planning Partners, Inc.

Ballwin, MOCRD #8004557
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Alexander Ems is a financial professional associated with Avantax Planning Partners, Inc. in Ballwin, MO, where they have been associated since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/3/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Avantax Planning Partners, Inc.Current
2/3/2025 – Ballwin, MO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Avantax Planning Partners
    Nov 2024 – Jun 2026Saint Louis, MO
  2. Honkamp PC
    Jan 2023 – no end date reportedSaint Louis, MO
  3. Hoffman Clark
    Sep 2017 – Dec 2022Clayton, MO
  4. Unemployed
    May 2017 – Aug 2017Ballwin, MO
  5. Girard Homes LLC
    Jan 2017 – May 2017Columbia, MO
  6. Full-Time Education
    Sep 2016 – Jan 2017Ballwin, MO
  7. Friday Financial
    Sep 2026 – no end date reportedSaint Louis, MO

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Avantax Planning Partners, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • $0 to $1,000,0001.25%
  • $1,000,001 to $2,000,0001.00%
  • $2,000,001 to $5,000,0000.75%
  • Over $5,000,0000.60%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Turnkey tax-focused financial planning and wealth management, including salaried Financial Planning Consultants, best-in-class financial plan development, client development support, firm relationship management, and assistance with paperwork, compliance, and marketing.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Tax-focused Financial PlanningWealth ManagementCPA Firm PartnershipsTax-intelligent StrategiesRegistered Investment AdviserTurnkey RIA ProgramSmall Business Clients

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
258
Offices listed on AdvisorFinder:
31
Main office:
Dubuque, IA
SEC file number:
801-50939

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 18, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Alexander Ems has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Alexander Ems (Avantax Planning Partners)