AP
AVANTAX PLANNING PARTNERS, INC.
SEC RegisteredDUBUQUE, IAhttps://avantax.com/affiliation-models/registered-investment-advisors-ria563-582-2855
Assets Under Management
$5B–$25B
Employees
261
Office Locations
31 offices
Total Accounts
13797
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 6,299 | $1.6B |
| High Net Worth Individuals | 1,216 | $3.6B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 591 | $2.2B |
| State/Municipal Entities | 153 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
2 total clients reported on Form ADV.
Leadership
Louie Alan Rosalez
SR. VICE PRESIDENT
Todd Christopher Mackay
PRESIDENT/BOARD MEMBER
Chris G Rod
SECRETARY/TREASURER
Llc. Spirit Acquisitions
SOLE SHAREHOLDER
Inc. Avantax Wm Holdings
MANAGING MEMBER
Inc. Project Baseball Sub
SOLE SHAREHOLDER
Inc. Avantax
SHAREHOLDER
Llc Avantax Holdings
SHAREHOLDER
Melissa Rilynn Loner
CHIEF COMPLIANCE OFFICER
Inc. Dba Cetera Holdings Aretec Group
SOLE MEMBER
Inc. Gc Two Intermediate Holdings
OWNER
Inc. Gc Three Holdings
OWNER
Office locations
31 offices in 15 states
IA
DUBUQUEHQ
IA
DAVENPORT
IA
ALGONA
IA
DUBUQUE
WI
PLATTEVILLE
FL
LAKEWOOD RANCH
KY
SOMERSET
NJ
PARSIPPANY
CA
OXNARD
MN
ST PAUL
TX
SOUTHLAKE
NJ
CRANFORD
IA
URBANDALE
PA
TAMAQUA
TX
KINGWOOD
OH
INDEPENDENCE
MI
SAGINAW
IA
PELLA
IA
OKOBOJI
IA
URBANDALE
ND
FARGO
FL
ORLANDO
IA
CENTERVILLE
IL
CHICAGO
IA
FORT DODGE
IL
OAK BROOK
WI
WAUWATOSA
SD
RAPID CITY
IN
INDIANAPOLIS
ND
GRAND FORKS
IN
EVANSVILLE
Advisors at this firm
Showing 100 of 116
Blake Charles Adams
Investment Adviser Representative
Kelly E Adams
Investment Adviser Representative
Andrea Lynn Addo
Investment Adviser Representative
Alex Joseph Adler
Investment Adviser Representative
Daniyal I Ahmed
Investment Adviser Representative
Erica Jean Aitken
Investment Adviser Representative
Wendy Sue Albers
Investment Adviser Representative
Christopher Matthew Allan
Investment Adviser Representative
Bart Patrick Allard
Investment Adviser Representative
Angela Atkins Ambrose
Investment Adviser Representative
Samuel James Angelo
Investment Adviser Representative
Aliina Marie Anton-Erik
Investment Adviser Representative
John Peter Armato
Investment Adviser Representative
Todd Asper
Investment Adviser Representative
Seth Franklin Atwell
Investment Adviser Representative
Gary Earl Augustine
Investment Adviser Representative
Timothy Augustine
Investment Adviser Representative
Nicholas Barnes
Investment Adviser Representative
Nicole Ary Boren
Investment Adviser Representative
Matthew Gregory Bregozzo
Investment Adviser Representative
Davin J Carey
Investment Adviser Representative
Robert Wayne Carey
Investment Adviser Representative
Brian Carrillo
Investment Adviser Representative
Matthew Cash
Investment Adviser Representative
Alexander Chan
Investment Adviser Representative
Troy David Coon
Investment Adviser Representative
Angela Marie Coxton
Investment Adviser Representative
Aaron P Cullen
Investment Adviser Representative
Adam Johnston Curry
Investment Adviser Representative
Laura Ann Danlasky-Daigle
Investment Adviser Representative
Lawrence Angelo Debaltzo
Investment Adviser Representative
Amanda Demaine
Investment Adviser Representative
Jack Anthony Desantis
Investment Adviser Representative
Frank William Diebold
Investment Adviser Representative
Linda Jeanne Diebold
Investment Adviser Representative
Lance Dieleman
Investment Adviser Representative
Kelly Leigh Edmonds
Investment Adviser Representative
Wael Elkhalafawi
Investment Adviser Representative
John Alexander Ems
Investment Adviser Representative
Angela Mae Ennen
Investment Adviser Representative
Carrie Anne Fenton
Investment Adviser Representative
Pardis Ferdosi
Investment Adviser Representative
Jessica Lindsey Freiburg
Investment Adviser Representative
Anthony Paul Gibson
Investment Adviser Representative
Thomas Leslie Gilbert
Investment Adviser Representative
Ruth Ellen Goran
Investment Adviser Representative
Aaron Robert Greteman
Investment Adviser Representative
Kristy Marie Haley
Investment Adviser Representative
Thomas Joseph Hanna
Investment Adviser Representative
Lauren Jacobs
Investment Adviser Representative
Deborah Leigh Jones
Investment Adviser Representative
Anita Kalafut
Investment Adviser Representative
Jill Kaz
Investment Adviser Representative
Alan Emerson Keltner
Investment Adviser Representative
Cheryl Ann Kenitzer
Investment Adviser Representative
David J King
Investment Adviser Representative
Andrew Thomas Koskie
Investment Adviser Representative
Joseph Carl Kovar
Investment Adviser Representative
Kathleen Carmen Kovar
Investment Adviser Representative
Alan Kutsch
Investment Adviser Representative
Amanda Lynn Lane
Investment Adviser Representative
Darrah La Vonne Lay
Investment Adviser Representative
Thad Anthony Lichter
Investment Adviser Representative
Della Marie Lounsbery
Investment Adviser Representative
Mark Aaron Lyons
Investment Adviser Representative
Aaron Mabley
Investment Adviser Representative
John Cliffton Massar
Investment Adviser Representative
Andrew Matuzak
Investment Adviser Representative
Aaron Maxey
Investment Adviser Representative
Cameron J Miller
Investment Adviser Representative
Emily Christin Millsap
Investment Adviser Representative
Travis Mitchell
Investment Adviser Representative
Sharon Ann Mora-Schulz
Investment Adviser Representative
Christopher John Morris
Investment Adviser Representative
Mallory Suzanne Moser
Investment Adviser Representative
Jennifer Menard Mouton
Investment Adviser Representative
Matthew Phillip Murch
Investment Adviser Representative
Jeffrey Murry
Investment Adviser Representative
Elvis Ndahibeshe
Investment Adviser Representative
Moises Humberto Ospina
Investment Adviser Representative
Jeffrey Osteen
Investment Adviser Representative
William Gerard Pembroke
Investment Adviser Representative
Susan Marie Penno
Investment Adviser Representative
Kyle Pledger
Investment Adviser Representative
Bruce Albert Primeau
Investment Adviser Representative
Deanna Marie Quinlin
Investment Adviser Representative
Adam J Rang
Investment Adviser Representative
Adam Robert Reisch
Investment Adviser Representative
Jennifer A Richards
Investment Adviser Representative
Jan William Rogers
Investment Adviser Representative
Jared Michael Savino
Investment Adviser Representative
Austin Schaul
Investment Adviser Representative
Scott Schemmel
Investment Adviser Representative
Brian Thomas Schmidt
Investment Adviser Representative
Alisha Schweizer
Investment Adviser Representative
Brook Allison Skram
Investment Adviser Representative
Ivan Smirnou
Investment Adviser Representative
Nathan M Smith
Investment Adviser Representative
Justin Smithhisler
Investment Adviser Representative
Michelle C Square
Investment Adviser Representative
Regulatory & compliance
CRD number
#106237
SEC Number
801-50939
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AVANTAX PLANNING PARTNERS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.