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John Allen Vann

Investment Adviser Representative at VANN EQUITY MANAGEMENT LLC

Plano, TXCRD #453172Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Allen Vann has worked in the securities industry since 1997. They have passed the Series 65, 63, 40, 12, 4, and 1 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/17/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 4/18/1984
Series 1
Registered Representative Examination
Passed 3/8/1973
Series 40
Registered Principal Examination
Passed 5/8/1978
Series 4
Registered Options Principal Examination
Passed 9/13/1977
Series 12
NYSE Branch Manager Examination
Passed 9/25/1975

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
$0 - $249,9991.25%
$250,000 - $499,9991.15%
$500,000 - $749,9991.10%
$750,000 - $999,9991.00%
$1,000,000 - $2,999,9990.95%
$3,000,000 - $4,999,9990.90%
Over $5,000,0000.75%
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

VANN Equity Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANN EQUITY MANAGEMENT LLCCurrent
12/13/2019 – Plano, TX
PER STIRLING CAPITAL MANAGEMENT, LLC
9/27/2018 – 12/11/2019Plano, TX
LEVEL FOUR ADVISORY SERVICES
11/2/2015 – 9/12/2018Plano, TX
LIVE OAK WEALTH ADVISORY GROUP, LLC
10/9/2015 – 12/14/2015Carrollton, TX
BANYAN PARTNERS, LLC
10/17/2013 – 11/26/2014Palm Beach Gardens, FL
RUSHMORE INVESTMENT ADVISORS INC
8/16/1996 – 12/24/2013Plano, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VANN EQUITY MANAGEMENT LLC

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View VANN EQUITY MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Allen Vann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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