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Keith Dow Powell

Investment Adviser Representative at VANN EQUITY MANAGEMENT LLC

Austin, TXCRD #2143046Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Keith Dow Powell has worked in the securities industry since 1993. They have passed the Series 65, 63, 8, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/22/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/12/1991
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/3/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
$0 - $249,9991.25%
$250,000 - $499,9991.15%
$500,000 - $749,9991.10%
$750,000 - $999,9991.00%
$1,000,000 - $2,999,9990.95%
$3,000,000 - $4,999,9990.90%
Over $5,000,0000.75%
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

VANN Equity Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUINCY WELLS CAPITAL, LLCCurrent
3/26/2026 – Austin, TX
VANN EQUITY MANAGEMENT LLCCurrent
8/3/2023 – Austin, TX
THE HUGHES GROUP WEALTH MANAGEMENT PARTNERS LLC
6/16/2021 – 8/1/2023Austin, TX
THE HUGHES GROUP WEALTH MANAGEMENT PARTNERS LLC
6/15/2021 – 6/15/2021Austin, TX
SCF INVESTMENT ADVISORS, INC.
11/21/2013 – 6/3/2021Fresno, CA
ALAMO ASSET ADVISORS
10/4/2013 – 10/18/2013San Antonio, TX
ALAMO ASSET ADVISORS
3/28/2013 – 6/18/2013San Antonio, TX
WADDELL & REED, INC.
2/21/2008 – 12/10/2012Austin, TX
UNITED CAPITAL FINANCIAL ADVISERS, INC.
2/2/2006 – 2/11/2008Houston, TX
STABIL CAPITAL MANAGEMENT, INC.
2/18/2005 – 5/1/2006Austin, TX
TD WATERHOUSE INVESTOR SERVICES, INC.
7/21/2004 – 1/5/2005Austin, TX
RUSHMORE INVESTMENT ADVISORS INC
10/2/2003 – 8/5/2004Plano, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VANN EQUITY MANAGEMENT LLC

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View VANN EQUITY MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keith Dow Powell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Keith Dow Powell - Financial Advisor in Austin, TX | AdvisorFinder