John Burton Rowoldt
Investment Adviser Representative at SB Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Burton Rowoldt is an investment adviser representative in Chicago, IL, currently registered with SB Advisory, LLC and SAN BLAS Advisory, Inc. They have worked in the securities industry since 2015 and have been registered with 5 firms, including VOYA Financial Advisors, Inc. and U.S. Bancorp Investments, Inc. They have passed 10 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, Illinois, Indiana, Massachusetts, Michigan, North Carolina, Ohio, and South Carolina.
Registrations & licenses
- Investment adviser:
- California, Illinois, Indiana, Massachusetts, Michigan, North Carolina, Ohio, South Carolina
- Broker:
14 states and territories
Arizona, California, Illinois, Massachusetts, Missouri, Montana, New Mexico, North Carolina, North Dakota, Oklahoma, Oregon, South Dakota, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AXA Advisors, LLCAug 2016 – Nov 2016New York, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2017 – Jan 2019Rolling Meadows, IL
- Spark5 Capital LLCNov 2016 – Nov 2017Geneva, IL
- BANK OF America, N.A.Jan 2018 – Jan 2019Rolling Meadows, IL
- US BANKJan 2019 – Oct 2021Algonquin, IL
- U.S. Bancorp Investments, Inc.Jan 2019 – Oct 2021Algonquin, IL
- Robinhood Financial, LLCOct 2021 – Sep 2023Chicago, IL
- Robinhood Markets, IncJun 2022 – Sep 2023Chicago, IL
- Voya Financial AdvisorsSep 2023 – Apr 2025Windsor, CT
- San Blas SecuritiesApr 2025 – no end date reportedChicago, IL
- San Blas AdvisoryJan 2026 – no end date reportedAtlanta, GA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SB Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Up to $500,0002.50%
- $500,000 up to $1 Million2.00%
- $1 Million up to $2 Million1.75%
- $2 Million up to $5 Million1.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 35
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Atlanta, GA
- SEC file number:
- 801-77380
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 29, 2026
View full firm profileOther advisors at SB Advisory, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Burton Rowoldt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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