AdFi
JC

John Cadena

Investment Adviser Representative at SAN BLAS ADVISORY, INC.

Independence, MOCRD #712192Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
13

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Cadena has worked in the securities industry since 1994. They have passed the Series 99, 79, 65, 63, 62, 24, 10, 9, 8, 7, and 4 examinations. They are registered to provide investment advisory services in Missouri.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Missouri
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/18/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 7/24/2021
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 62
Corporate Securities Limited Representative Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 12/1/2022
SIE
Securities Industry Essentials Examination
Passed 9/23/2018
Series 7
General Securities Representative Examination
Passed 7/19/1980
Series 4
Registered Options Principal Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 12/1/2022
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/1/2022
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/1/2022
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 10/5/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1 Million2.00%
$1 Million up to $2 Million1.75%
$2 Million up to $5 Million1.50%
$5 Million up to $10 Million1.25%
$10 Million and up1.00%
Source

SAN BLAS Advisory, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SB ADVISORY, LLCCurrent
2/6/2026Independence, MO
SAN BLAS ADVISORY, INC.Current
1/5/2026Independence, MO
SAN BLAS SECURITIES LLCCurrent
12/26/2025Independence, MO
C2M SECURITIES, LLC
7/1/20249/19/2025Richmond, VA
ESSEX SECURITIES LLC
1/16/202012/3/2021Jersey City, NJ
CADENA SECURITIES SERVICES, LLC.
10/9/20129/23/2018St. Petersburg, FL
SAXIS GROUP, LLC.
6/10/20086/3/2013St. Petersburg, FL
RAYMOND JAMES & ASSOCIATES, INC.
5/23/20022/17/2006St. Petersburg, FL
GUNNALLEN FINANCIAL, INC
8/20/19996/14/2000Tampa, FL
BIRCHTREE FINANCIAL SERVICES, INC.
4/4/19948/30/1999Minneapolis, MN
UNITED MISSOURI BROKERAGE SERVICES, INC.
10/13/19924/11/1994Kansas City, MO
BIRCHTREE FINANCIAL SERVICES, INC.
3/23/199210/6/1992Minneapolis, MN
OLDE DISCOUNT CORPORATION
1/30/19879/6/1990Detroit, MI
LOWELL H. LISTROM & COMPANY INC.
9/4/19861/20/1987
B.C. CHRISTOPHER SECURITIES CO.
11/2/19839/4/1984
E. F. HUTTON & COMPANY INC
5/31/198312/20/1983
LOWELL H. LISTROM & COMPANY INC.
7/24/19808/18/1981

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SAN BLAS ADVISORY, INC.

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View SAN BLAS ADVISORY, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Cadena has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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