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Michael David Mohlman

Investment Adviser Representative at SAN BLAS ADVISORY, INC.

Fort Wayne, INCRD #3132492Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
10 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael David Mohlman has worked in the securities industry since 1999. They have passed the Series 65, 63, 24, and 7 examinations. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaColoradoFloridaGeorgiaIllinoisIndianaMichiganMissouriOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/19/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 12/8/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/24/1998
Series 24
General Securities Principal Examination
Passed 3/7/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1 Million2.00%
$1 Million up to $2 Million1.75%
$2 Million up to $5 Million1.50%
$5 Million up to $10 Million1.25%
$10 Million and up1.00%
Source

SAN BLAS Advisory, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAN BLAS ADVISORY, INC.Current
4/5/2022Fort Wayne, IN
SB ADVISORY, LLCCurrent
1/20/2022Fort Wayne, IN
SAN BLAS SECURITIES LLCCurrent
1/20/2022Fort Wayne, IN
SPIRE WEALTH MANAGEMENT, LLC
1/5/20221/20/2022Fort Wayne, IN
INDEPENDENT ADVISOR ALLIANCE, LLC
2/7/20181/5/2022Fort Wayne, IN
MOHLMAN ASSET MANAGEMENT, LLC
10/1/20142/22/2018Fort Wayne, IN
WELLS FARGO ADVISORS, LLC
2/24/20098/6/2014Fort Wayne, IN
FIFTH THIRD SECURITIES, INC.
11/30/20042/6/2009Cincinnati, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SAN BLAS ADVISORY, INC.

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View SAN BLAS ADVISORY, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Mohlman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael David Mohlman - Financial Advisor in Fort Wayne, IN | AdvisorFinder