AdFi
JE

John Earle Redfearn

Investment Adviser Representative at CAPE INVESTMENT ADVISORY, INC.

Stockbridge, GACRD #2771876Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
7 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
AlabamaCaliforniaFloridaGeorgiaNorth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/6/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 8/12/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/19/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/9/1996
Series 51
Municipal Fund Securities Principal Examination
Passed 8/8/2003
Series 24
General Securities Principal Examination
Passed 11/30/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CAPE Investment Advisory, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.Current
3/2/2026Stockbridge, GA
CAPE INVESTMENT ADVISORY, INC.Current
12/1/2017Stockbridge, GA
GLOBAL INVESTMENT ADVISORY
11/16/20209/6/2024Stockbridge, GA
FIDUCIARY SOLUTIONS, LLC
4/30/20197/2/2020Roseville, CA
FIDUCIARY SOLUTIONS, LLC
8/14/201412/31/2017Stockbridge, GA
CAPE INVESTMENT ADVISORY, INC.
1/16/201312/31/2016Stockbridge, GA
BEACON GROUP SERVICES, LLC
9/14/20103/14/2014Atlanta, GA
VORTEX ADVISORY SERVICES, LLC
4/29/201311/26/2013Atlanta, GA
FIDUCIARY SOLUTIONS, LLC
1/27/200911/20/2013Atlanta, GA
STRATEGIC ASSET CONSULTING
3/22/201211/30/2012Atlanta, GA
HEGEMON INVESTMENT ADVISORS, LLC
5/30/20125/31/2012Atlanta, GA
ALLIED BEACON WEALTH MANAGEMENT, LLC
7/13/20112/22/2012Schaumburg, IL
GIRARD SECURITIES, INC.
2/8/20116/23/2011Atlanta, GA
QA3 FINANCIAL LLC
1/16/20072/11/2011Atlanta, GA
INVESTMENT ADVISORS
2/19/200312/31/2006Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

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