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John Edward Allison

Investment Adviser Representative at ALLISON INVESTMENT MANAGEMENT, LLC

Columbia, SCCRD #858095Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
2 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Edward Allison has worked in the securities industry since 1980. They have passed the Series 99, 65, 63, 10, 9, 8, 7, and 1 examinations. They are registered to provide investment advisory services in North Carolina and South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaSouth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/4/1996
Series 65
Uniform Investment Adviser Law Examination
Passed 4/8/1994
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/16/1981
Series 1
Registered Representative Examination
Passed 10/7/1978
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/15/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $500,0001.50%
$500,001 - $1,000,0001.35%
$1,000,001 - $2,000,0001.20%
$2,000,001 - $4,000,0001.00%
$4,000,001 - $8,000,0000.80%
Over $8,000,0000.60%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Allison Investment Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLISON INVESTMENT MANAGEMENT, LLCCurrent
3/25/2009Columbia, SC
TRIAD ADVISORS LLC
1/2/20038/23/2024Columbia, SC
SALOMON SMITH BARNEY INC.
3/16/19821/16/2001New York, NY
CIGNA SECURITIES, INC.
10/17/19784/18/1983
BACHE HALSEY STUART SHIELDS INCORPORATED
5/22/19814/15/1982

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ALLISON INVESTMENT MANAGEMENT, LLC

1 other advisor in the directory

View ALLISON INVESTMENT MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Edward Allison has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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John Edward Allison - Financial Advisor in Columbia, SC | AdvisorFinder