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John Frederick Nash

Investment Adviser Representative at LEVEL FOUR ADVISORY SERVICES

Raleigh, NCCRD #857426Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
48 yrs
States Registered
12 states
Exams Passed
12

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaFloridaGeorgiaMaineMarylandMassachusettsNew YorkNorth CarolinaPennsylvaniaSouth CarolinaVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/8/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 1/29/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 12/11/1982
Series 7
General Securities Representative Examination
Passed 9/16/1978
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 6/21/1988
Series 24
General Securities Principal Examination
Passed 10/31/1986
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 4/14/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Level FOUR Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEVEL FOUR ADVISORY SERVICESCurrent
1/9/2026Raleigh, NC
MAI CORPORATION
3/26/20016/16/2004Raleigh, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Frederick Nash has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Frederick Nash - Financial Advisor in Raleigh, NC | AdvisorFinder