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John Joseph Hanlon IV

Investment Adviser Representative at VESTGEN INVESTMENT MANAGEMENT

Egg Harborn Township, NJCRD #1092690Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Joseph Hanlon has worked in the securities industry since 1984. They have passed the Series 99, 63, 24, 7, and 5 examinations. They are registered to provide investment advisory services in Florida, New Jersey, and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNew JerseyPennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1983
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 3/2/1983
Series 7
General Securities Representative Examination
Passed 1/15/1983
Series 24
General Securities Principal Examination
Passed 7/3/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $500,0002.20%
From $500,000 - $1,000,0001.85%
On $1,000,000 and Above1.25%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Vestgen Investment Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
12/6/2024Egg Harborn Township, NJ
VESTGEN INVESTMENT MANAGEMENTCurrent
3/21/2003Egg Harbor Twp, NJ
VESTBRIDGE ADVISORS, INC
9/6/202211/23/2024Egg Harbor Township, NJ
SENTRA SECURITIES CORP
3/25/20035/6/2003Northfield, NJ
SENTRA SECURITIES CORP
7/19/20023/14/2003Northfield, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VESTGEN INVESTMENT MANAGEMENT

1 other advisor in the directory

View VESTGEN INVESTMENT MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Joseph Hanlon IV has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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John Joseph Hanlon IV - Financial Advisor in Egg Harborn Township, NJ | AdvisorFinder