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John Joseph McGlynn

Investment Adviser Representative at Lanark Financial, Inc.

Louisville, KYCRD #2044830Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Joseph Mcglynn is an investment adviser representative with Lanark Financial, Inc. in Louisville, KY, where they have been registered since 2025. They have worked in the securities industry since 1999 and have been registered with 4 firms, including L.m. KOHN & Company and First Kentucky Securities Corp. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 12 states.

Office

9700 Park Plaza Ave., Suite 104
Louisville, KY 40241

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Georgia, Illinois, Indiana, Kentucky, New York, North Carolina, Ohio, Texas, Utah, Virginia
Broker:
15 states and territories

Arizona, California, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, New York, North Carolina, Ohio, Tennessee, Texas, Utah, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 5/10/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/6/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Lanark Financial, Inc.Current
8/14/2025 – Louisville, KY
L.m. KOHN & Company
3/4/2011 – 8/14/2025Louisville, KY
First Kentucky Securities Corp
7/13/2010 – 3/7/2011Louisville, KY
UBS Financial Services Inc.
1/8/2004 – 5/13/2009Louisville, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. L.m. KOHN & Company
    Mar 2011 – Aug 2025Cincinnati, OH
  2. NBC Securities, Inc.
    Aug 2025 – no end date reportedLouisville, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Lanark Financial, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$50,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

NBC Securities offers a comprehensive range of private wealth, asset management, and institutional solutions, including stocks, bonds, mutual funds, separately managed accounts, annuities, insurance, 401(k) plans, IRA and Roth IRAs, 401(k) rollovers, income solutions, investment management, and charitable giving. Services are delivered through a national network of independent financial professionals supported by proprietary investment strategies and technology-enabled infrastructure.

Retirement PlanningInvestment ManagementCharitable Giving
Firm areas of expertise
Wealth ManagementFinancial PlanningRetirement PlanningAsset ManagementBroker-dealerRegistered Investment AdvisorEstate PlanningSeparately Managed AccountsAnnuitiesInsurance401(k)+3 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
69
Offices listed on AdvisorFinder:
26
Main office:
Birmingham, AL
Founded:
1995
SEC file number:
801-58257

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Lanark Financial, Inc.

Showing 12 of 69 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Joseph McGlynn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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