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Lawrence Clay Miller

Investment Adviser Representative at NBC SECURITIES, INC.

Granville, OHCRD #335170Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
17 states
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaCaliforniaColoradoFloridaKansasKentuckyMichiganNew YorkOhioOklahomaOregonPennsylvaniaSouth CarolinaTexasVermontVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/23/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 1/18/1980
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/2/2008
Series 5
Interest Rate Options Examination
Passed 11/18/1981
Series 24
General Securities Principal Examination
Passed 12/11/1968
Series 1
Registered Representative Examination
Passed 12/11/1968
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 6/4/1980
Series 12
NYSE Branch Manager Examination
Passed 9/17/1977
Series 24
General Securities Principal Examination
Passed 2/23/1974

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LANARK FINANCIAL, INC.Current
6/20/2014Granville, OH
RBC CAPITAL MARKETS, LLC
3/13/20097/10/2014Granville, OH
FERRIS, BAKER WATTS, LLC
12/5/20063/13/2009Granville, OH
MCDONALD INVESTMENTS INC.
10/11/200512/8/2006Granville, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lawrence Clay Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lawrence Clay Miller - Financial Advisor in Granville, OH | AdvisorFinder