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John Keegan Einspanier

Investment Adviser Representative at LEGACY ADVISORS, LLC

Plymouth Meeting, PACRD #6068763Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2015
SIE
Securities Industry Essentials Examination
Passed 2/15/2018
Series 7
General Securities Representative Examination
Passed 7/14/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $5,000,0001.00%
$5,000,001 - $10,000,0000.75%
$10,000,001 - $25,000,0000.50%
$25,000,001 - $50,000,0000.35%
Over $50,000,0000.25%
Source

Legacy Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEGACY ADVISORS, LLCCurrent
1/24/2020Plymouth Meeting, PA
OAKWOOD CAPITAL MANAGEMENT LLC
9/6/201811/13/2019Los Angeles, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
9/11/20172/15/2018Los Angeles, CA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
10/25/20168/11/20179757 Wilshire Blvd Ground Fl, CA
TD AMERITRADE, INC.
10/25/20168/11/2017Beverly Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/5/20158/2/2016Jenkintown, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Keegan Einspanier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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