AdFi
MT

Michael Theodore Piotrowicz

Investment Adviser Representative at LEGACY ADVISORS, LLC

Plymouth Meeting, PACRD #704637Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
20 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
AlabamaCaliforniaColoradoConnecticutDelawareFloridaIllinoisMarylandMassachusettsMontanaNevadaNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandTexasVermontVirginiaWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/31/1980
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/15/1989
Series 1
Registered Representative Examination
Passed 2/11/1980
Series 24
General Securities Principal Examination
Passed 4/29/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $5,000,0001.00%
$5,000,001 - $10,000,0000.75%
$10,000,001 - $25,000,0000.50%
$25,000,001 - $50,000,0000.35%
Over $50,000,0000.25%
Source

Legacy Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEGACY ADVISORS, LLCCurrent
7/26/2006Plymouth Meeting, PA
CAPITAL ANALYSTS, INCORPORATED
2/22/19807/6/2006Plymouth Meeting, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LEGACY ADVISORS, LLC

Showing 12 of 18 in the directory

View LEGACY ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Theodore Piotrowicz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched