AdFi
JL

John Leonard Unice

Investment Adviser Representative at KEELER THOMAS MANAGEMENT LLC

Orem, UTCRD #868350Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Leonard Unice has worked in the securities industry since 1979. They have passed the Series 65, 63, 24, 7, and 1 examinations. They are registered to provide investment advisory services in Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/26/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/15/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/16/1982
Series 1
Registered Representative Examination
Passed 6/22/1979
Series 24
General Securities Principal Examination
Passed 4/27/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $500K1.65%
$500K - $1MM1.38%
$1MM - $2MM1.10%
$2MM - $5MM0.94%
$5MM+
Source

Keeler Thomas Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEELER THOMAS MANAGEMENT LLCCurrent
2/8/2005Orem, UT
OSAIC WEALTH, INC.
9/1/20231/17/2025Orem, UT
SAGEPOINT FINANCIAL, INC.
10/31/20059/1/2023Orem, UT
SUNAMERICA SECURITIES, INC.
5/19/199210/31/2005Phoenix, AZ
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
10/24/19885/19/1992
WARNER BECK INCORPORATED
11/26/198210/31/1988
INTERFINANCIAL SECURITIES, INC.
11/12/19841/17/1985
NORTH AMERICAN MANAGEMENT, INC.
7/2/197912/16/1982

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KEELER THOMAS MANAGEMENT LLC

4 other advisors in the directory

View KEELER THOMAS MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Leonard Unice has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched