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KEELER THOMAS MANAGEMENT LLC

SEC Registered

Attain What Matters Most

OREM, UThttps://keelerthomas.com801-226-0800
Assets Under Management
$100M–$500M
Employees
12
Office Locations
1 office
Total Accounts
440

About the firm

Keeler Thomas Management has been dedicated to helping people make sense of their opportunities and prepare for each stage of their financial life for over 40 years. The firm offers financial planning, investment management, and family legacy pathway services, with a focus on meaningful prosperity, retirement transition, and multi-generational wealth continuity.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Financial PlanningInvestment ManagementRetirement TransitionFamily Legacy PlanningEstate PlanningMulti-generational WealthBusiness Succession401(k) AdvisoryWealth ManagementTax Planning

Services

Financial planning, investment management, KTM Family Legacy Pathways, and 401(k) advisory services.

Who they serve

Families, individuals, business owners, and foundations, including Baby Boomers entering retirement and high net worth clients.

Client segmentClientsAssets managed
Individuals (Non-HNW)76$50M
High Net Worth Individuals56$253M

13 total clients reported on Form ADV.

Leadership

Richard Keeler Jones
MANAGING MEMBER
John Leonard Unice
MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
Charles Joseph Unice
MANAGING MEMBER

Office locations

1 office in 1 state
UT
OREMHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#109522
SEC Number
801-100354
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
$0 - $500K1.65%
$500K - $1MM1.38%
$1MM - $2MM1.10%
$2MM - $5MM0.94%
$5MM+

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KEELER THOMAS MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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KEELER THOMAS MANAGEMENT LLC in OREM, UT | AdvisorFinder