John Michael Stevens
Investment Adviser Representative at Hornor, Townsend & KENT, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Michael Stevens is an investment adviser representative with Hornor, Townsend & KENT, LLC in Ogden, UT, where they have been registered since 2007. They have worked in the securities industry since 1974 and have been registered with 5 firms, including Ameritas Investment Corp. and Princor Financial Services Corporation. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Utah.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
15 states and territories
Alabama, Arizona, California, Colorado, Florida, Idaho, Missouri, Montana, Nevada, New Mexico, Oklahoma, Texas, Utah, Washington, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J. Michael Stevens & Assoc.Jan 1985 – no end date reportedOgden, UT
- Hornor Townsend & KENT IncSep 2001 – no end date reportedSalt Lake City, UT
- PENN Mutual LIFE INS CoSep 2001 – no end date reportedSalt Lake City, UT
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hornor, Townsend & KENT, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
A complete range of solutions and services tailored to financial professionals' businesses, including broker-dealer and registered investment adviser services, wealth management solutions, technology, and fee-based financial planning programs.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 466
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Conshohocken, PA
- SEC file number:
- 801-56151
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Michael Stevens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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