AdFi
JM

John Michael Stevens

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

Ogden, UTCRD #435909Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
52 yrs
States Registered
15 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
AlabamaArizonaCaliforniaColoradoFloridaIdahoMissouriMontanaNevadaNew MexicoOklahomaTexasUtahWashingtonWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/17/1983
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 2/15/1974

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
5/31/2007Ogden, UT
AMERITAS INVESTMENT CORP.
3/6/20009/19/2001Lincoln, NE
PRINCOR FINANCIAL SERVICES CORPORATION
5/13/19973/14/2000Des Moines, IA
EQ FINANCIAL CONSULTANTS, INC.
10/20/19805/14/1997New York, NY
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
2/20/19745/14/1997New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Michael Stevens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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