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John Patrick Moran II

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Bloomfield Hills, MICRD #7660769Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
13 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ColoradoDistrict of ColumbiaFloridaIllinoisIndianaMassachusettsMichiganMinnesotaNew YorkOhioTexasUtahWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/28/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 11/7/2022
Series 7
General Securities Representative Examination
Passed 12/5/2022
SIE
Securities Industry Essentials Examination
Passed 8/5/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
4/5/2023Bloomfield Hills, MI
EQUITABLE ADVISORS, LLC
2/1/20233/27/2023Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Patrick Moran II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Patrick Moran II - Financial Advisor in Bloomfield Hills, MI | AdvisorFinder