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John Paul Miller

Investment Adviser Representative at Transce3nd LLC

Scottsdale, AZCRD #7938593Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Paul Miller is an investment adviser representative with Transce3nd LLC in Scottsdale, AZ, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona
Broker:
1 state or territory

Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2024
Series 7
General Securities Representative Examination
Passed 7/8/2024
SIE
Securities Industry Essentials Examination
Passed 5/10/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Transce3nd LLCCurrent
4/7/2025 – Scottsdale, AZ
Equitable Advisors, LLC
7/10/2024 – 3/17/2025Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Equitable Advisors, LLC
    Jun 2024 – no end date reportedNew York, NY
  2. Arcosa Aggregates
    May 2024 – May 2024Chandler, AZ
  3. Vulcan Materials Company
    Jul 2016 – Apr 2024Phoenix, AZ
  4. Realta Equities, Inc.
    Mar 2025 – no end date reportedWilmington, DE
  5. Transcend, LLC
    Mar 2025 – no end date reportedBuda, TX

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Transce3nd LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management, Retirement Accumulation Strategies, Retirement Income Planning, and Custom Tailored Financial Plans.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Portfolio ManagementRetirement PlanningRetirement IncomeFinancial PlanningWealth ManagementTax PlanningLegal PlanningLegacy PlanningBusiness ExitsFamily OfficeHigh-net-worth

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
12
Main office:
Buda, TX
SEC file number:
801-126674

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 5, 2026

View full firm profile

Other advisors at Transce3nd LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Paul Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Paul Miller (Transce3nd) - Fees & Credentials