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John Peter Aiello

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Brooklyn, NYCRD #4737535Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
25 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Peter Aiello has worked in the securities industry since 2004. They are registered to provide investment advisory services in 25 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
AlabamaAlaskaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisLouisianaMarylandMassachusettsMichiganNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaRhode IslandSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/19/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 2/9/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/7/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
9/20/2013Brooklyn, NY
HSBC SECURITIES (USA) INC.Current
1/19/2011Staten Island, NY
CHASE INVESTMENT SERVICES CORP.
6/18/20101/4/2011New York, NY
LAIDLAW & COMPANY (UK) LTD.
10/28/20095/5/2010Roslyn Heights, NY
GUNNALLEN FINANCIAL, INC
7/12/200411/4/2009Rosalyn Heights, NY
J.P. TURNER & COMPANY, L.L.C.
1/9/20047/1/2004Atlanta, GA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Peter Aiello has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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