AdFi
JR

John Robert Burnham

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

White Plains, NYCRD #4448579Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
32 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
ArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIdahoIllinoisIndianaIowaMarylandMassachusettsMichiganMinnesotaNew JerseyNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/22/2021
Series 65
Uniform Investment Adviser Law Examination
Passed 2/4/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 9/10/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/5/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
7/20/2022Carmel, NY
CONTINENTAL BROKER-DEALER CORP.
9/6/20011/29/2004CARLE PLACE, NY
NATIONAL SECURITIES CORPORATION
1/12/20047/21/2022WHITE PLAINS, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Robert Burnham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Robert Burnham - Financial Advisor in White Plains, NY | AdvisorFinder