AdFi
JR

John Robert Davidson

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Hyannis, MACRD #2330959Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaConnecticutFloridaMassachusettsNew HampshireTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 7/29/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/16/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/6/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
11/20/2012Hyannis, MA
COMMONWEALTH FINANCIAL NETWORK
8/11/20104/27/2011Hyannis, MA
STATE STREET GLOBAL MARKETS, LLC
2/28/20021/26/2010Boston, MA
RUSSELL FUND DISTRIBUTORS, INC.
6/21/20012/28/2002Seattle, WA
RYDEX DISTRIBUTORS, INC.
6/7/20006/6/2001Rockville, MD
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
9/15/19985/30/2000Smithfield, RI
EATON VANCE DISTRIBUTORS, INC.
11/1/19966/5/1998Boston, MA
EATON VANCE DISTRIBUTORS, INC.
10/8/199611/1/1996Boston, MA
JOHN HANCOCK FUNDS, INC.
4/23/19969/24/1996Boston, MA
C C B & T INVESTMENT COMPANY, INC.
10/17/19952/28/1996Hyannis, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Robert Davidson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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