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Mark Robert Calaci

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Smithtown, NYCRD #4662902Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Robert Calaci has worked in the securities industry since 2004. They have passed the Series 66, 63, 24, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/21/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 5/29/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/16/2003
Series 24
General Securities Principal Examination
Passed 5/29/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
4/28/2025Smithtown, NY
PRINCIPAL SECURITIES, INC.
12/16/20244/29/2025Melville, NY
ADVICE AND PLANNING SERVICES
8/30/202212/17/2024Melville, NY
LPL FINANCIAL LLC
5/18/20228/25/2022Rocky Point, NY
CUNA BROKERAGE SERVICES, INC.
5/20/20215/18/2022Rocky Point, NY
GWN SECURITIES INC.
10/21/20205/18/2021East Setauket, NY
LINCOLN FINANCIAL SECURITIES CORPORATION
11/16/201510/23/2020New York, NY
LPL FINANCIAL LLC
1/28/201111/23/2015Port Jefferson, NY
CHASE INVESTMENT SERVICES CORP.
12/1/20081/31/2011Amityville, NY
AIG RETIREMENT ADVISORS, INC.
7/23/200811/26/2008Latham, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Robert Calaci has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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