John Roberts
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Roberts is an investment adviser representative with J.p. Morgan Securities LLC in Farragut, TN, where they have been registered since 2024. They have worked in the securities industry since 2020 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Tennessee and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee, Texas
- Broker:
12 states and territories
California, Florida, Georgia, Illinois, Minnesota, New York, North Carolina, Tennessee, Texas, Washington, West Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sana Medical LLCMay 2017 – Sep 2021Oak Ridge, TN
- UnemployedJul 2016 – Dec 2016Milwaukee, TN
- Northwestern MutualJan 2019 – Jun 2020Milwaukee, WI
- Northwestern Mutual Investment Services, LLCDec 2018 – Jun 2020Knoxville, TN
- AXA Advisors, LLCJun 2020 – Jun 2020New York, NY
- Equitable Advisors, LLCJun 2020 – Apr 2024New York, NY
- J.P. Morgan Securities LLCApr 2024 – no end date reportedFarragut, TN
- JPMorgan Chase Bank, N.A.Apr 2024 – no end date reportedFarragut, TN
- John RobertsJan 2017 – Jan 2019Milwaukee, TN
- Equitable Financial Life Ins CoJun 2020 – Apr 2024Milwaukee, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Roberts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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