John Thomas Harrington
Investment Adviser Representative at Ducere Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Thomas Harrington is an investment adviser representative with Ducere Wealth Management in Newport Beach, CA, where they have been registered since 2026. They have worked in the securities industry since 2014 and have been registered with 5 firms, including Fairbanks Capital Management, Inc. and Baker Tilly Wealth Management, LLC. They have passed 2 industry qualification exams, including the Series 65 (investment adviser) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Private Asset Management, Inc.Sep 2010 – Dec 2018San Diego, CA
- Squar Milner Financial Services, LLCDec 2018 – Dec 2020Irvine, CA
- Baker Tilly Wealth ManagementNov 2020 – Feb 2023Irvine, CA
- Baker Tilly US, LLPNov 2020 – Feb 2023Irvine, CA
- Fairbanks Capital Management, Inc.Mar 2023 – Mar 2026Rancho Santa Fe, CA
- Ducere Wealth ManagementMar 2026 – no end date reportedNewport Beach, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ducere Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $2,000,000 (waivable)
- Equity 0-$5M1.00%
- Equity $5M-$10M0.75%
- Equity $10M+0.60%
- Fixed Income 0-$2M0.60%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Portfolio planning and investments, tax mitigation planning, retirement planning, and estate planning and management, all delivered through a personalized, goal-driven framework (G.R.O.W.) emphasizing risk protection, ongoing guidance, and wealth customization.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Newport Beach, CA
- SEC file number:
- 801-133896
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at Ducere Wealth Management
6 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Thomas Harrington has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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