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John V Garrison

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Atlanta, GACRD #1244782Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
27 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlabamaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIndianaKansasKentuckyLouisianaMarylandMassachusettsMichiganMississippiNebraskaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/29/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/29/1998
Series 31
Futures Managed Funds Examination
Passed 8/30/1993
Series 7
General Securities Representative Examination
Passed 4/14/1984
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 10/24/1997
Series 24
General Securities Principal Examination
Passed 8/26/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
12/1/1992Atlanta, GA
SHERWOOD CAPITAL, INC.
2/2/19875/5/1988
FIRST JERSEY SECURITIES, INC.
4/18/19841/31/1987

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John V Garrison has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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