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John Warren Hardy Jr

Investment Adviser Representative at THE RETIREMENT PLANNING GROUP, LLC

Greensboro, NCCRD #1008867Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/10/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/7/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/16/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Retirement Planning Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA PLANNING PARTNERSCurrent
1/6/2026Greensboro, NC
THE RETIREMENT PLANNING GROUP, LLC
9/22/202512/22/2025Greensboro, NC
CETERA INVESTMENT ADVISERS LLC
6/29/202312/22/2025Greensboro, NC
CETERA ADVISOR NETWORKS LLC
5/20/20216/29/2023Greensboro, NC
SUMMIT FINANCIAL GROUP INC
11/27/20195/20/2021Greensboro, NC
INDEPENDENT ADVISOR ALLIANCE, LLC
2/11/201611/27/2019Greensboro, NC
LPL FINANCIAL LLC
5/13/20052/12/2016Greensboro, NC
PRINCOR FINANCIAL SERVICES CORPORATION
1/15/20055/16/2005Greensboro, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Warren Hardy Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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John Warren Hardy Jr - Financial Advisor in Greensboro, NC | AdvisorFinder