John Warren Hardy Jr
Investment Adviser Representative at Cetera Planning Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Warren Hardy Jr. is an investment adviser representative with Cetera Planning Partners in Greensboro, NC, where they have been registered since 2026. They have worked in the securities industry since 1983 and have been registered with 8 firms, including The Retirement Planning Group, LLC and Cetera Investment Advisers LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCMay 2005 – Nov 2019Greensboro, NC
- Independent Advisor AllianceFeb 2016 – Nov 2019Charlotte, NC
- Summit Financial GroupNov 2019 – May 2021Greensboro, NC
- Cetera Wealth Services, LLCNov 2019 – Dec 2025El Segundo, CA
- HMC Partners LLCFeb 2016 – Dec 2025Greensboro, NC
- Money Matters Properties, LLCMar 2011 – no end date reportedGreensboro, NC
- Cetera Investment Advisers LLCJun 2023 – Dec 2025Schaumburg, IL
- Cetera Planning PartnersSep 2025 – no end date reportedGreensboro, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Planning Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, investment management, tax preparation and filing, estate planning, Social Security analysis, college savings (529) account setup, portfolio rebalancing, and tax-saving strategies
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 53
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Leawood, KS
- SEC file number:
- 801-62655
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
View full firm profileOther advisors at Cetera Planning Partners
Showing 12 of 53 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Warren Hardy Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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