Johnnie William Driver III
Investment Adviser Representative at Corda Investment Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Johnnie William Driver is an investment adviser representative with Corda Investment Management, LLC in Houston, TX, where they have been registered since 2024. They have worked in the securities industry since 2006 and have been registered with 8 firms, including Charles Schwab & Co., Inc. and TD Ameritrade Investment Management, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 18
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD Ameritrade, Inc.Feb 2018 – Jan 2021Kingwood, TX
- TD Ameritrade Investment Management, LLCFeb 2018 – Jan 2021Omaha, NE
- TD AmeritradeOct 2021 – Dec 2022Woodlands, TX
- UnemployedJan 2021 – Oct 2021Spring, TX
- TD AmeritradeFeb 2018 – Jan 2021Woodlands, TX
- ScottradeOct 2013 – Feb 2018spring, TX
- CHARLES SCHWAB and CO., INC.Dec 2022 – Jan 2024Woodlands, TX
- Corda Investment ManagementApr 2024 – no end date reportedHouston, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Corda Investment Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First tier1.00%
- Second tier0.85%
- Third tier0.50%
- Fourth tier0.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Portfolio management, financial planning, tax planning and preparation (including in-house tax preparation), and estate planning, all delivered in a coordinated manner by an integrated team.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Houston, TX
- SEC file number:
- 801-57097
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 26, 2026
View full firm profileOther advisors at Corda Investment Management, LLC
Showing 12 of 29 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Johnnie William Driver III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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