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Johnny Alfonso Ceballos

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Yuba City, CACRD #5330577Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
8 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Johnny Alfonso Ceballos has worked in the securities industry since 2007. They are registered to provide investment advisory services in California, Hawaii, Montana, Nevada, New Mexico, Oregon, Utah, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaHawaiiMontanaNevadaNew MexicoOregonUtahWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/1/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/21/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
8/24/2016Yuba City, CA
EDWARD JONES
1/21/20118/25/2016Yuba City, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
1/2/20091/9/2012Chico, CA
RAYMOND JAMES FINANCIAL SERVICES
11/20/20071/2/2009Chico, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Johnny Alfonso Ceballos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.