AdFi
MA

Michael Anthony Rohling

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

San Diego, CACRD #4481928Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
11 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Anthony Rohling has worked in the securities industry since 2002. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaColoradoIdahoMassachusettsMinnesotaNevadaPennsylvaniaTennesseeTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/24/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 9/27/2002
Series 7
General Securities Representative Examination
Passed 1/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASCENTIS INDEPENDENT ADVISORS, LLCCurrent
9/20/2022San Diego, CA
GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
7/6/2018San Diego, CA
INDEPENDENT FINANCIAL PARTNERS
1/6/201210/12/2018San Diego, CA
LPL FINANCIAL LLC
8/10/20093/27/2013San Diego, CA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/10/2009San Diego, CA
MORGAN STANLEY & CO. INCORPORATED
4/2/20076/1/2009San Diego, CA
MORGAN STANLEY
7/2/20024/2/2007San Diego, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Anthony Rohling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Anthony Rohling - Financial Advisor in San Diego, CA | AdvisorFinder