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Jon Aaron Cullen

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Oxford, MSCRD #6375448Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
23 states
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jon Aaron Cullen has worked in the securities industry since 2014. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaKentuckyMarylandMassachusettsMichiganMississippiNevadaNew MexicoNew YorkNorth CarolinaOhioOregonTexasVermontVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/5/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/2014
Series 16
NYSE Supervisory Analyst Examination
Passed 2/23/2021
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 52
Municipal Securities Representative Examination
Passed 8/1/2016
Series 7
General Securities Representative Examination
Passed 12/29/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/12/2014
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 9/12/2016
Series 53
Municipal Securities Principal Examination
Passed 7/1/2016
Series 24
General Securities Principal Examination
Passed 4/22/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
2/25/2022Oxford, MS
B. RILEY WEALTH MANAGEMENTCurrent
12/9/2019Oxford, MS
B RILEY WEALTH MANAGEMENT
12/9/201912/31/2022Memphis, TN
FIRST HORIZON ADVISORS, INC
10/16/201512/9/2019Memphis, TN
VALIC FINANCIAL ADVISORS, INC.
1/26/201510/14/2015Ridgeland, MS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon Aaron Cullen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jon Aaron Cullen - Financial Advisor in Oxford, MS | AdvisorFinder