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Jon Michael Kmett

Investment Adviser Representative at SFE INVESTMENT COUNSEL INC.

Los Angeles, CACRD #1918840Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jon Michael Kmett has worked in the securities industry since 1989. They have passed the Series 63, 27, 24, 7, and 4 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/10/1991
SIE
Securities Industry Essentials Examination
Passed 6/28/2016
Series 7
General Securities Representative Examination
Passed 1/21/1989
Series 24
General Securities Principal Examination
Passed 12/6/2000
Series 27
Financial and Operations Principal Examination
Passed 2/23/1998
Series 4
Registered Options Principal Examination
Passed 4/24/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0002.00%
Next $1 million1.75%
Next $2 million1.50%
Next $5 million1.25%
Next $10 million1.00%
Source

SFE Investment Counsel Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SFE INVESTMENT COUNSEL INC.Current
11/30/2007Los Angeles, CA
SFE INVESTMENT COUNSEL
7/8/199711/5/2008Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon Michael Kmett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jon Michael Kmett - Financial Advisor in Los Angeles, CA | AdvisorFinder