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SFE INVESTMENT COUNSEL INC.

SEC Registered

Investing with Integrity and Confidence

LOS ANGELES, CAhttps://sfeic.com213-612-0220
Assets Under Management
$500M–$1B
Year Founded
1977
Employees
14
Office Locations
1 office
Total Accounts
902

About the firm

SFE Investment Counsel Inc. has been helping individuals, families and businesses achieve their financial goals for more than 45 years. Founded in 1977 by Chairman Emeritus Earl Fisher, SFE is an independent firm that is 100% owned by its employees. SFE has delivered high quality investment management advice to three generations of clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Wealth ManagementAsset ManagementSocially Responsible InvestingESGEstate PlanningRetirement PlanningFinancial PlanningEducation FundingCharitable GiftingGIPS CompliantAll-cap Core Growth & Income+1 more

Services

Wealth management including financial planning, wealth transfer, estate planning, income taxes, retirement planning, education funding, and charitable gifting for individual clients; asset management for businesses, family offices, non-profits, and other financial advisory firms.

retirement_planningfinancial_planningestate_planningcharitable_givingwealth_management
Private funds / alternatives
Private Equity

Who they serve

Individuals, families, businesses, family offices, non-profits, and other financial advisory firms — including young adults, parents saving for college, Baby Boomers ready to retire, and non-profits seeking socially responsible investing portfolios.

Client segmentClientsAssets managed
Individuals (Non-HNW)684$197M
High Net Worth Individuals193$466M
State/Municipal Entities12

0 total clients reported on Form ADV.

Leadership

Jon Michael Kmett
PRESIDENT, DIRECTOR & CFO
Teri May Mccasland
VP, DIRECTOR & CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
LOS ANGELESHQ

Advisors at this firm

11 advisors in the directory

Regulatory & compliance

CRD number
#145530
SEC Number
801-68580
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Asset tierAnnual rate
First $250,0002.00%
Next $1 million1.75%
Next $2 million1.50%
Next $5 million1.25%
Next $10 million1.00%

Data as of December 3, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SFE INVESTMENT COUNSEL INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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