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JW

Jonathan Wayne Duke

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Birmingham, ALCRD #1319561Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
17 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaFloridaGeorgiaKentuckyLouisianaMarylandMississippiMissouriMontanaNew JerseyNew YorkNorth CarolinaOhioSouth CarolinaTennesseeVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/17/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/13/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/17/1986
Series 22
Direct Participation Programs Representative Examination
Passed 1/30/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/11/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
3/18/2005Birmingham, AL
SOUTHTRUST SECURITIES, LLC
8/30/19861/3/2005Birmingham, AL
LIBERTY SECURITIES CORPORATION
8/3/19984/4/2000Purchase, NY
INDEPENDENT FINANCIAL SECURITIES, INC.
1/20/19968/3/1998
IDS FINANCIAL SERVICES INC.
12/12/19844/22/1986
IDS MARKETING CORPORATION
12/12/19844/21/1986

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

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