Jose C. Garcia
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jose C. Garcia is an investment adviser representative with J.p. Morgan Securities LLC in Lexington, SC, where they have been registered since 2026. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in South Carolina and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- South Carolina, Texas
- Broker:
3 states and territories
North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American Heritage FinancialAug 2021 – Aug 2024Columbia, SC
- OneAmerica Securities IncMar 2022 – Feb 2023Columbia, SC
- Galeana Chrysler JeepDec 2020 – Aug 2022Columbia, SC
- Jim Hudson ToyotaMay 2020 – Nov 2020Imo, SC
- Dick Dyer ToyotaOct 2019 – Apr 2020Columbia, SC
- Midlands HondaApr 2019 – Oct 2019Columbia, SC
- Silvers ChevroletFeb 2019 – Apr 2019Columbia, SC
- Atlantic Bedding and FurnitureJan 2019 – Feb 2019Columbia, SC
- BMW of ColumbiaSep 2018 – Dec 2018Columbia, SC
- Fred Anderson ToyotaApr 2018 – Sep 2018Columbia, SC
- Carolina CJDRApr 2018 – May 2018Lugoff, SC
- JT KiaSep 2017 – Apr 2018Columbia, SC
- Bev Smith KiaSep 2016 – Sep 2017Fort Pierce, FL
- OneAmerica Securities IncFeb 2024 – Oct 2024West Columbia, SC
- Camping WorldApr 2022 – Jun 2022Columbia, SC
- Jim Hudson AutomotiveJun 2022 – Sep 2024Columbia, SC
- Thrivent FinancialSep 2024 – Mar 2025Appleton, WI
- Ameriprise Financial Services LLCMar 2025 – Sep 2025Lexington, SC
- Midlands ToyotaOct 2025 – Nov 2025Columbia, SC
- Dick Dyer ToyotaOct 2020 – Apr 2021Columbia, SC
- Massachusetts Mutual Life Insurance CoMay 2021 – Aug 2021Elgin, SC
- AutoNationJul 2022 – Aug 2022Columbia, SC
- Aflac Field ForceApr 2016 – Jan 2017Stuart, FL
- J.p. Morgan Securities LLCDec 2025 – no end date reportedColumbia, SC
- Jpmorgan Chase BANK, N.A.Dec 2025 – no end date reportedColumbia, SC
- Ameriprise FinancialMar 2025 – Sep 2025Lexington, SC
- Thrivent Investment Management IncOct 2024 – Mar 2025Appleton, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jose C. Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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