Joseph Alan Perry

Investment Adviser Representative at OSAIC WEALTH, INC.

BELLEVUE, WACRD #2683158Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

31 yrs

States Registered

47 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 47 states

AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsin

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 5/19/1997

Series 63

Uniform Securities Agent State Law Examination

Passed 11/30/1995

Series 24

General Securities Principal Examination

Passed 4/19/2003

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 3

National Commodity Futures Examination

Passed 11/11/2004

Series 7

General Securities Representative Examination

Passed 11/22/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current

9/29/2023 – BELLEVUE, WA

CETERA ADVISORS LLC

9/8/2022 – 10/3/2023BELLEVUE, WA

FIRST ALLIED SECURITIES, INC.

9/20/2011 – 9/8/2022SELINSGROVE, PA

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

9/20/2002 – 6/18/2007MCLEAN, VA

GUNNALLEN FINANCIAL, INC

6/15/2007 – 3/31/2010PORTLAND, ME

UBS PAINEWEBBER INC.

5/5/2000 – 10/1/2002WEEHAWKEN, NJ

JHS CAPITAL ADVISORS, INC.

3/30/2010 – 9/1/2011SEATTLE, WA

CETERA ADVISORS LLC

3/19/2020 – 11/16/2021BRADENTON, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

11/30/1995 – 5/10/2000NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Alan Perry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.