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Joyce Anne Provost

Investment Adviser Representative at OSAIC WEALTH, INC.

BELLEVUE, WACRD #4839049Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
18 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaCaliforniaFloridaGeorgiaHawaiiMichiganMississippiMontanaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaTexasUtahWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/2/2005
Series 24
General Securities Principal Examination
Passed 12/26/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/27/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
9/29/2023 – BELLEVUE, WA
CETERA ADVISORS LLC
9/8/2022 – 10/13/2023BELLEVUE, WA
FIRST MONTAUK SECURITIES CORP.
9/28/2005 – 10/17/2008SILVERDALE, WA
FIRST ALLIED SECURITIES, INC.
8/18/2011 – 9/8/2022SEATTLE, WA
BROKERSXPRESS LLC
10/15/2008 – 11/2/2009SILVERDALE, WA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joyce Anne Provost has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.