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JD

Joseph Dursi

Investment Adviser Representative at J.p. Morgan Securities LLC

New York, NYCRD #4695883Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Dursi is an investment adviser representative with J.p. Morgan Securities LLC in New York, NY, where they have been registered since 2021. They have worked in the securities industry since 2007 and have been registered with 4 firms, including Dynasty Wealth Management, LLC and Barclays Capital Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in New York and Texas.

Office

270 Park Avenue, 22nd And 23rd Floors
New York, NY 10017

Advisors at this office: 328

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/30/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/26/2014
Series 7
General Securities Representative Examination
Passed 9/18/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/6/2016
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/3/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

J.p. Morgan Securities LLCCurrent
9/17/2021 – New York, NY
Dynasty Wealth Management, LLC
6/5/2017 – 6/18/2021New York, NY
Barclays Capital Inc.
3/6/2009 – 9/10/2015New York, NY
Lehman Brothers Inc.
10/31/2007 – 10/15/2008New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Deutsche BANK Securities Inc
    Nov 2015 – May 2017New York, NY
  2. Dynasty Securities, LLC
    Jun 2017 – Jun 2021New York, NY
  3. Dynasty Financial Partners, LLC
    Jun 2017 – Jun 2021New York, NY
  4. Dynasty Wealth Management, LLC
    Jun 2017 – Jun 2021New York, NY
  5. Deutsche BANK Wealth Management
    Nov 2015 – May 2017New York, NY
  6. Jpmorgan Chase BANK NA
    Jun 2021 – no end date reportedNew York, NY
  7. Jpmorgan Securities LLC
    Jun 2021 – no end date reportedNew York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About J.p. Morgan Securities LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
13,759
Offices listed on AdvisorFinder:
25
Main office:
New York, NY
SEC file number:
801-3702

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Dursi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Joseph Dursi (J.p. Morgan Securities) - Fees & Credentials