AdFi
JF

Joseph Fernandes

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Middletown, NJCRD #2809449Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
4 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ConnecticutFloridaNew JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/21/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 5/19/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/25/1997
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/8/2009
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/6/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
9/15/2025Middletown, NJ
PLANMEMBER SECURITIES CORPORATION
1/4/20249/4/2025Middletown, NJ
GWN SECURITIES INC.
6/8/201512/31/2023Iselin, NJ
AMERICAN PORTFOLIOS ADVISORS, INC
4/23/20126/4/2015Holbrook, NY
ROYAL ALLIANCE ASSOCIATES, INC.
3/9/20103/30/2012Colts Neck, NJ
RAYMOND JAMES & ASSOCIATES, INC.
2/20/20098/6/2009Red Bank, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/4/20073/5/2009Red Bank, NJ
CITIGROUP GLOBAL MARKETS INC.
2/21/20065/18/2007Shrewsbury, NJ
LEGG MASON WOOD WALKER INC
11/27/20022/21/2006Shrewsbury, NJ
RBC DAIN RAUSCHER INC.
5/15/200212/9/2002Shrewsbury, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Fernandes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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