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KJ

Kenneth John Arellano

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Rochester, NYCRD #2660786Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenneth John Arellano has worked in the securities industry since 1996. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in New York, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New YorkPennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/20/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 11/20/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/9/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
8/2/2024Rochester, NY
CADARET GRANT & CO INC
10/21/20198/2/2024Rochester, NY
LPL FINANCIAL LLC
10/11/201310/17/2019Rochester, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2/23/201110/14/2013Pittsford, NY
RBC CAPITAL MARKETS, LLC
11/2/20072/25/2011Rochester, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth John Arellano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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