Joseph Matthew McFaddin
Investment Adviser Representative at Cornerstone Wealth Planning
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Matthew Mcfaddin is an investment adviser representative with Cornerstone Wealth Planning in Charlotte, NC, where they have been registered since 2026. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Advice and Planning Services and LPL Financial LLC. They have passed 8 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAAOct 2014 – Mar 2026Charlotte, NC
- Tiaa-cref Individual & Institutional Services, LLCOct 2014 – Mar 2026Charlotte, NC
- Cornerstone Wealth PlanningMar 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cornerstone Wealth Planning
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 - $500,0001.25%
- Over $500,0000.95%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
An educational retirement planning course providing classroom instruction from a Certified Financial Planner™, covering Social Security options, tax mitigation, investment alignment, Medicare decisions, and estate planning, along with a Retirement Planning Guidebook of over 140 pages.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Charlotte, NC
- SEC file number:
- 801-119224
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 10, 2026
View full firm profileOther advisors at Cornerstone Wealth Planning
9 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Matthew McFaddin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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