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Sidney Bert King III

Investment Adviser Representative at CORNERSTONE WEALTH PLANNING

Charlotte, NCCRD #2423491Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/8/2008
Series 65
Uniform Investment Adviser Law Examination
Passed 7/21/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/7/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/24/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $500,0001.25%
Over $500,0000.95%
Source

Cornerstone Wealth Planning Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORNERSTONE WEALTH PLANNINGCurrent
11/1/2023Charlotte, NC
OCEAN ADVISORS, LLC
7/10/200612/5/2007Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CORNERSTONE WEALTH PLANNING

9 other advisors in the directory

View CORNERSTONE WEALTH PLANNING firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sidney Bert King III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sidney Bert King III - Financial Advisor in Charlotte, NC | AdvisorFinder