Joseph Michael Prisco Jr.
Investment Adviser Representative at Advocacy Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Michael Prisco Jr. is an investment adviser representative with Advocacy Financial LLC in Covington, LA, where they have been registered since 2020. They have worked in the securities industry since 2006 and have been registered with 4 firms, including BEAM Asset Management, LLC and Morgan Keegan & Company, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in Louisiana and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas
- Broker:
4 states and territories
Arkansas, Louisiana, Mississippi, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BEAM Asset ManagementFeb 2010 – Dec 2019Covington, LA
- Securities America, Inc.Jul 2015 – Dec 2019Covington, LA
- Advocacy Financial LLCFeb 2010 – Oct 2019Covington, LA
- Equitable Advocacy LLCMay 2015 – no end date reportedCovington, LA
- Advocacy Financial LLCOct 2019 – no end date reportedCovington, LA
- Purshe Kaplan Sterling InvestmentsJan 2020 – no end date reportedAlbany, NY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advocacy Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $50,000 (waivable)
- $0 - $249,9992.00%
- $250,000 - $499,9991.50%
- $500,000 - $999,9991.25%
- $1,000,000 - $2,499,9991.00%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning and investment management, designed to review all aspects of a client's financial life into a cohesive, bespoke strategy covering planning, implementation, and long-term investment management.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Covington, LA
- SEC file number:
- 801-136057
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 28, 2026
View full firm profileOther advisors at Advocacy Financial LLC
1 other advisor in the directory
View Advocacy Financial LLC firm profileSimilar advisors in Covington, LA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Prisco Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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