ADVOCACY FINANCIAL LLC
SEC RegisteredBespoke Wealth Management Solutions
About the firm
As 'Financial Advocates,' the firm integrates in-depth planning with long-term investment management to guide families on an optimal path for asset accumulation, distribution, and wealth succession. Operating as an independent registered investment advisor with no proprietary products or sales quotas, the firm partners with leading custodians like Schwab and Fidelity to hold client assets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning and investment management, designed to review all aspects of a client's financial life into a cohesive, bespoke strategy covering planning, implementation, and long-term investment management.
Who they serve
Families seeking financial confidence and personalized guidance for asset accumulation, distribution, and wealth succession.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 94 | $20M |
| High Net Worth Individuals | 30 | $77M |
0 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $249,999 | 2.00% |
| $250,000 - $499,999 | 1.50% |
| $500,000 - $999,999 | 1.25% |
| $1,000,000 - $2,499,999 | 1.00% |
| $2,500,000 - $5,000,000 | 0.75% |
| Over $5,000,000 | 0.00% |
Data as of April 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADVOCACY FINANCIAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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