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Joseph Oberschewen

Investment Adviser Representative at NBC SECURITIES, INC.

Summit, NJCRD #2231576Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
18 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
AlaskaCaliforniaColoradoFloridaIdahoIllinoisIowaMaineMarylandMassachusettsMinnesotaNew JerseyNew YorkNorth CarolinaTexasVermontVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/8/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/1992
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/10/1993
Series 22
Direct Participation Programs Representative Examination
Passed 4/28/1992
Series 53
Municipal Securities Principal Examination
Passed 10/28/2004
Series 4
Registered Options Principal Examination
Passed 6/19/2002
Series 24
General Securities Principal Examination
Passed 4/15/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LANARK FINANCIAL, INC.Current
7/31/2015Summit, NJ
JHS CAPITAL ADVISORS, LLC
4/11/20127/31/2015Summit, NJ
PAULSON INVESTMENT COMPANY, INC.
5/21/20094/11/2012New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Oberschewen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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