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Joseph Patrick Griffard

Investment Adviser Representative at BRIDGEWATER ASSET MANAGEMENT LLC

Ballwin, MOCRD #2195324Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
14 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Patrick Griffard has worked in the securities industry since 1991. They are registered to provide investment advisory services in 14 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaArkansasCaliforniaConnecticutFloridaGeorgiaIllinoisMarylandMissouriNew JerseyNew MexicoNew YorkOregonTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/27/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 12/24/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/27/2001
Series 7
General Securities Representative Examination
Passed 12/10/1991
Series 24
General Securities Principal Examination
Passed 8/2/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $250,0001.50%
$250,000 to $499,9991.25%
$500,000 to $999,9991.10%
$1,000,000 to $1,999,9991.00%
$2,000,000 to $3,999,9990.95%
$4,000,000 to $7,999,9990.85%
$8,000,000 to $15,999,9990.80%
Over $16,000,0000.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Bridgewater Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BRIDGEWATER ASSET MANAGEMENT LLCCurrent
12/7/2016Ballwin, MO
LPL FINANCIAL LLC
6/21/200512/23/2016Ballwin, MO
UBS FINANCIAL SERVICES INC.
3/17/20006/17/2005Mitchell Field, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View BRIDGEWATER ASSET MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Patrick Griffard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Patrick Griffard - Financial Advisor in Ballwin, MO | AdvisorFinder