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BRIDGEWATER ASSET MANAGEMENT LLC

SEC Registered

Guiding you on your path toward a stable financial future

CHESTERFIELD, MOhttps://bwam.net636-536-9936
Assets Under Management
$100M–$500M
Employees
6
Office Locations
1 office
Total Accounts
1092

About the firm

Bridgewater Asset Management, LLC is a financial advisory firm founded to serve individuals, small businesses and not-for-profits. They limit their list of clients to focus on providing each one with personalized advice. Their personalized and comprehensive approach to wealth management includes financial planning, investment management, and risk management.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Financial PlanningWealth ManagementRetirement Income PlanningEstate PlanningBusiness Retirement PlansCollege PlanningInvestment ManagementManaged AccountsAlternative InvestmentsRisk ManagementLife Insurance+3 more

Services

Financial Planning (Wealth Accumulation and Distribution, Retirement Income Planning, Estate Planning, Business Retirement Plans, College Planning); Investment Management (Managed Accounts, Alternative Investments, Mutual Funds/ETFs/Unit Investment Trusts/Equities); Risk Management (Life Insurance, Long Term Care, Disability Income, Endowment Management)

investment_managementfinancial_planningestate_planninginsurancecollege_planningwealth_managementrisk_management

Who they serve

Individuals, small businesses and not-for-profits

Client segmentClientsAssets managed
Individuals (Non-HNW)231$48M
High Net Worth Individuals165$294M
State/Municipal Entities5

0 total clients reported on Form ADV.

Leadership

Robert Francis Balice
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
Thomas Lake Ross
MANAGING MEMBER

Office locations

1 office in 1 state
MO
CHESTERFIELDHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#169832
SEC Number
801-108560
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $100,000 (waivable)
Asset tierAnnual rate
$0 to $250,0001.50%
$250,000 to $499,9991.25%
$500,000 to $999,9991.10%
$1,000,000 to $1,999,9991.00%
$2,000,000 to $3,999,9990.95%
$4,000,000 to $7,999,9990.85%
$8,000,000 to $15,999,9990.80%
Over $16,000,0000.75%

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BRIDGEWATER ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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